How the Coronavirus Exposed the Flaws in America’s Security Strategy
It is high time to think in terms of realigning—even redesigning—American grand strategy. U.S. unpreparedness to meet the kind of predictable threat that COVID-19 presented has revealed a serious gap in our grand strategic thinking with regard to the social dimension.
LOOK AROUND. Something has gone terribly awry. Even before the mass disruption caused by COVID-19, the United States was in trouble. Its costly military interventions in Afghanistan and Iraq have faltered, the “liberation” of Libya has resulted in an endless civil war in which the innocent suffer without respite—though not quite as painfully as in Yemen, another problematic foreign venture in which the United States has invested. American troops in Syria sit on a powder keg, with Bashar al-Assad still in power, backed by Russia and Iran, while Turkey dances on the brink of dragging NATO into a broader conflict with them. Meanwhile, the Russians have lopped off Crimea and parts of Donetsk, openly flouting the Budapest Memorandum, which was signed by the United States back in 1994 and guaranteed the territorial integrity of Ukraine in return for Kiev’s expressed willingness to surrender the nukes it retained after the dissolution of the Soviet Union. Then there is China, building up and fortifying its positions in the East and South China Seas in defiance of international law, and cyber-thieving American intellectual property at will. And what of the War on Terror? There has been a dramatic rise in worldwide terrorism since 2001.
An inward glance is just as troubling. The current, COVID-caused economic travails aside, the United States was already drowning in its $23 trillion debt. There are no more fiscal hawks, of any political stripe, and every trillion dollars of fresh debt pushes a recession, if not an outright depression, upon the unborn backs of generations of our descendants. But perhaps even more importantly, there is far too little sense of societal amity to hold the nation together. The deep partisan divide that has poisoned our politics is, we believe, to a significant degree a reflection of greater divisions among Americans more generally in terms of the nature and purpose of governance, individual rights, race relations, and the range of equity issues associated with earnings, access to health care, even the conduct of private life. We also believe that this grave societal malaise, rather than being viewed as an exploitable commodity by competing politicians, should be seen instead for what it truly is: the Achilles’ heel of U.S. grand strategy.
FOR FAR too long, the components of grand strategy have been defined solely in terms of a nation’s military, economic, diplomatic, and—more recently, informational—capabilities and resources. In our view, this misses a critically important dimension: society. Paul Kennedy stands out among those who have shown deep awareness of this dimension, and of its neglect. Indeed, with regard to the social dimension, he has affirmed the importance of “national morale and political culture,” which “are not usually covered” by grand strategies. Even that archon of realpolitik, Machiavelli, acknowledged in The Prince that the social dimension mattered when he wrote: “The best possible ‘fortress’ is – not to be hated by the people … fortresses will not save you if the people hate you.”
What specifically constitutes the social dimension of grand strategy? In domestic terms, it means most of all recognizing that the purpose of all governance—of every type—is the social welfare of the people: ensuring their access to good health care; providing a reasonable chance to prosper; fostering mutual respect; and, more generally, being attuned to the factors that nurture overall well-being. Even totalitarian Soviet governance could exploit its peoples for only so long before “the Union” simply imploded—as George Kennan long ago predicted would happen. And even in Communist China, the mantra of Deng Xiaoping—a maxim picked up by President Xi Jinping—was “We will get rich together!” In much of Europe, “social democracy” puts society well up front, making it hard to consider any notion of crafting national security without reference to the welfare of the people.
Curiously, those charged with governance in the United States have had, and still have, trouble putting people first. In terms of their financial security, the nation with the world’s very largest GDP—at $21 trillion-plus—nevertheless has about half of its more than 330 million people living either in poverty or just one unlucky break away from personal ruin. Much of this financial risk comes from gaps in health care coverage; which brings up the COVID-19 crisis of 2020. The lack of preparedness, despite decades of warnings from aids to sars, and beyond—about viruses’ ability to jump from animals to humans—suggests that senior leaders simply don’t include the social dimension in their thinking about grand strategy.
There is a second face to the social dimension as well: the one that looks outward, to the rest of the world, and which profoundly influences the outcomes of international interactions. All too often, realpolitik adherents focus completely on the balance of relative military and/or economic power when deciding about strategy or policy. In contrast, democracy promotion has been a leading element of U.S. national security policy for decades, as expressed in President Bill Clinton’s 1994 National Security Strategy of Engagement and Enlargement and his Doctrine of Humanitarian Interventions. President George W. Bush followed suit in his 2002 national security strategy, which was even more explicit about using force, “preventatively,” against dictators.
In practice, Bill Clinton forced a dictator to flee Haiti under threat of invasion; but then left that sad land as tortured as ever. George W. Bush hoped that overthrowing Saddam Hussein would allow liberal governance to blossom in the Middle East. Instead, he blew up the balance of power in that region, empowered Iran, and sullied the American image around the world. The problem with these ventures—and the others abovementioned—is that they reflect the omission of the social dimension in the formation of American grand strategy. Simple awareness of the social context in Haiti should have sufficed to convince policymakers that the effort to implant democracy was going to fail in the face of nearly two centuries of predatory rule there. And Iraq as well was stony ground on which to nurture democracy. The U.S. plan ultimately backfired there, given the country’s Shia majority, which meant that any post-invasion government would be aligned more closely with Tehran than Washington.
Efforts to employ armed force to reroute the currents of culture and history—the fundamental building blocks of the social dimension of grand strategy—are destined to fail, at ruinous cost. And they have, regularly. Incorporating an explicitly social perspective into the grand strategy-making process would save cost and alleviate suffering, for Americans and those who have felt the lash of American power.
THEN THERE is the environment. A good grand strategy must consider environmental factors and align them with the other dimensions. Think for a moment of the long preeminence of Great Britain in world affairs, from the latter half of the sixteenth century to the middle of the nineteenth century. This was the age of sail, during which Britain had preponderant sea power, almost without interruption, for three hundred years. But the “wooden walls” that protected Britain and its burgeoning empire quickly denuded the homeland of the trees necessary for shipbuilding. A need arose to exploit colonies for their resources, search for reliable foreign partners, and to try to stretch out the service life of each sailing ship of the line (Nelson’s Victory was forty years old at Trafalgar). British grand strategy was thus highly vulnerable, because of an inability to sustain its own supply of wood.
A more modern example of environmental matters having major implications for grand strategy arose with the atomic age. Initially, the idea of using mass-destructive weaponry as simply another tool of war dominated strategic thought, particularly the idea that a nuclear war could actually be won by the skillful targeting of enemy delivery systems. This notion, known as a “counter-force” strategy, was touted as being able to save 100 million lives. But even if 100 million lives were saved, another hundred million would be lost. Nuclear strategists were simply not paying enough attention to the social dimension; but it was the studies of what atomic and hydrogen bombs would do to the environment—even in the most carefully calibrated counter-force exchange—that finally cooled the ardor for a potential Armageddon. The science associated with predictions about catastrophic environmental effects of even limited nuclear war, including the “nuclear winter” phenomenon, at last had an impact, resulting in Ronald Reagan’s public recognition that “a nuclear war cannot be won and must never be fought.” With this statement, he undid the counterforce strategies. Reagan then shifted American grand strategy from arms racing to arms reductions, and from confronting the Soviets to conciliating, in a series of summits that helped end the Cold War.
Unfortunately, Reagan’s domestic policy agenda failed to demonstrate the same level of insight regarding the environment. For example, in his first budget proposal, he sought to cut funding for the Environmental Protection Agency (EPA) by more than 25 percent. Then his first head of the EPA, Anne Burford, was forced to resign over mismanaging the clean-up of toxic waste sites. Reagan then appointed Anne Gorsuch to succeed her. She in turn strove to weaken pollution standards, the Clean Water Act, and slashed enforcement programs, which delayed efforts to combat long-term problems like global warming, toxic waste, air pollution, and contamination of water supplies. The Reagan administration also pursued an aggressive policy of issuing leases for oil and gas exploration, as well as coal production, on tens of millions of acres of national lands.
Today, the environmental dimension is still being given short shrift as a dimension of grand strategy. In terms of current foreign policy, American abstention from the 2016 Paris Agreement on climate change is a telling sign of the continuing primacy of parochial economic preferences over deep environmental concern about the fate of the planet. A focus on near-term economics also shapes domestic policy, particularly in the energy sector, where the emphasis remains on the exploitation of fossil fuels instead of making a strategic decision to shift to renewable energy sources. Even though, over the longer term, a major move into production of renewable energy holds out the prospect of an absolute revitalization of the American economy—that would also include the potential to have profound beneficial effects for both society and security.
WE HAVE focused on what we consider to be the two dangerous gaps in American grand strategy: the exclusion of the social and environmental dimensions that, in our view, demonstrate how the primacy of perceived economic self-interest has been driving our country—and perhaps the world—toward irreversible catastrophe. But we have another insight to share as well: Ideally, all of the dimensions of grand strategy (military, economic, governance, social, and environmental) have to be aligned, so they will “fit together” as a coherent whole. If the dimensions are misaligned, that is, if they work at cross-purposes or there is an over-reliance on just one to the detriment of the others, then the grand strategy is likely to fail, or at a minimum become far less effective. As we put it, this disjointedness would devolve into a “not so grand” strategy.
The most salient examples of “false primacy” of a single dimension of grand strategy can all too often be detected in the military realm. As a case in point, the evidence is overwhelming that, in the wake of 9/11, the threat or use of American force has come to dominate grand strategy. In his study of what he calls “Washington Rules,” Andrew J. Bacevich has focused on the phenomenon of over-militarization and the deleterious effects it has on grand strategy. But it is important to note that earlier debacles, like the Vietnam War, can be included in the category of grand strategic policies that focused overmuch on the military dimension, neglecting diplomacy, society, even the environmental consequences of the way we chose to wage that war. The problem actually precedes Vietnam, going back to the 1950s when thoughtful observers like the theologian Reinhold Niebuhr, who grew deeply concerned about over-reliance on the military as a tool of overall American strategy and policy toward the Cold War world. For all the perils posed by the nuclear arms race and the confrontation with communism, Niebuhr believed that “the greater danger is that we will rely too much on military strength in general and neglect all the other political, economic and moral factors which give unity, health, and strength.”
But misalignment is about more than just the over-emphasis on one dimension. It can also occur when the whole range of strategic factors are incorporated in sequence rather than simultaneously. For example, the call for the Axis Powers to surrender unconditionally took diplomacy off the table in 1943, guaranteeing that the human toll of World War II would be far greater over its last two years, and that an utterly prostrate Germany would guarantee a massive Soviet role in—and threat to—Europe for decades to come. Unconditional surrender had similar effects in the Far East, paving the way for the triumph of Mao Zedong and, soon after, leading to Chinese intervention against un forces in Korea. Had negotiations been tried in earnest, Adolf Hitler might well have been overthrown, much as Hideki Tojo and Benito Mussolini were. And the postwar world would have been far less primed for the forty-year confrontation with Moscow and Beijing that began in the immediate wake of the Second World War.
Yet, even if all dimensions of grand strategy—crosscut by diplomatic practices and technological advances—are aligned and work in concert, there is another issue to address. Conceptually, there are two general ways in which grand strategies tend to align, or to “cluster,” based on the approach to the governance dimension. For those whose approach is authoritarian, the clustering tends to gather around notions of military expansion, economic autarky, social collectivism, and environmental exploitation. While more democratic governance leans toward non-intervention, free markets, communitarian social values, and sustainable environmental practices.
To be sure, these clusters are not rigid. Take the United States. While the Founders in the eighteenth and early nineteenth centuries clearly aligned with the democratic cluster in the development of American grand strategy, the United States today shows much less clear alignment. The military interventions of the post-9/11 era reflect this, as do the economic sanctions and tariff wars of recent years. The rollback of the various environmental protections enshrined in U.S. laws, and rejection of calls to join the global fight against dangerous trends in climate change reflect a stance much at odds with virtually all the world’s democracies—and with many of the more authoritarian nations as well. Finally, sharp societal divisions, exploited by all sides of the political spectrum, bear out the deep concern of the Founders, expressed so eloquently in the Federalist Papers, about the problematic potential that would manifest with the rise of warring social “factions.” It seems that the United States is in a state of grand strategic flux.
For us, the remedy requires two steps. First, all dimensions of grand strategy must be considered in the high councils that set national direction and policy. In particular, this means becoming far more attentive to social and environmental matters. Second, alignment of the dimensions needs to be taken seriously. Are we expansionists who still believe in free markets? Exploiters, not sustainers, of the environment? Do we care about, and strive in our social strategy, to limit human suffering in a world replete with so-called “small wars”—for the onset of some of which the United States bears responsibility—that have, during the past two decades, seen over 800,000 deaths and generated some 60 million refugees?
WHEN DONALD Trump entered office, he held out the prospect of leading the United States away from the military interventionism that has wasted several trillions since 9/11, and toward domestic economic prosperity and social renewal. These laudable goals, though, were in conflict with his willingness to employ tariffs energetically—a tool of economic coercion that has negatively affected average Americans the most. And the pursuit of greater employment for the many has come at a very considerable cost to environmental protections at home and abroad. Even with regard to non-interventionism, it has proved hard for this president to honor even his own instincts, proving unable to end the conflicts in Iraq and Afghanistan, while engaging in war brinkmanship (“fire and fury”) with North Korea and Iran.
It is high time to think in terms of realigning—even redesigning—American grand strategy. Clearly, COVID-19 has wrought a terrible tragedy upon the world, not just the United States. But American unpreparedness to meet this kind of predictable threat has revealed a serious gap in our grand strategic thinking with regard to the social dimension. A good grand strategy must protect the people against microbes as well as missiles.
John Arquilla and Nancy Roberts are professors of defense analysis at the United States Naval Postgraduate School. The views expressed herein are theirs alone.