NATO’s Post-Ukraine Nuclear Policy: Wales Is the Beginning of a Process, Not the Decision Point
When NATO leaders meet in Wales, they will face a Catch-22 situation.
The NATO summit in Wales September 4-5 will hardly change the alliance’s nuclear policy and posture, but the debate about withdrawal of US tactical nuclear weapons (TNW) from Europe, which has dominated the scene for more than five years, can be considered effectively over. During the next year – until the next summit – the debate will evolve in the opposite direction: some members of the alliance will insist on increasing reliance on nuclear weapons while others will defend the status quo.
The current policy was defined by the 2012 Defense and Deterrence Posture Review (DDPR), which papered over the rift between alliance members who sought the withdrawal of US TNW and those that insisted on keeping them. The compromise language could survive for quite a few years – until the time came to spend (or not to spend) money on replacement of dual-capable aircraft (DCA) to maintain the ability to deliver these weapons.
In the wake of Russia’s interventions in Ukraine, NATO is forced to revisit nuclear policy and posture several years earlier than anticipated. There is little doubt now that US TNW will remain in Europe for the foreseeable future. Calls for their withdrawal have lost much of their appeal, even in states that advocated the withdrawal or had intense debate about the wisdom of their presence in their territories.
The unfolding debate is further complicated by the suspicions that Russia is developing land-based intermediate-range missiles (i.e., with ranges between 500 and 5,500 kilometers), which were banned by the 1987 US-Soviet Intermediate-Range Nuclear Forces (INF) Treaty.
Paradoxically, accusation of violation has made Russian abrogation of the INF Treaty less likely. It is one thing to withdraw from a treaty that is outdated and no longer perceived to be in national interest (as the United States claimed when withdrawing from the 1972 Anti-Ballistic Missile Treaty in 2002) and quite another to withdraw after being caught cheating.
It is not in the nature of NATO to make decisions of that magnitude quickly. The Wales summit will likely launch a new stage of the debate about future nuclear policy and we will hardly see any decisions before the next summit in 2015.
Finally, Russia will not be a passive outsider waiting for NATO to make up its mind. It has already announced that the 2010 Military Doctrine will be amended; many expect that NATO (not just its enlargement to the East) will now be openly classified as a threat. While the Russian counter-response to NATO’s response will likely be concentrated in conventional weapons, it is not unthinkable that in a more extreme version it could include such measures as deployment of short-range Iskander missiles equipped with nuclear warheads in Kaliningrad Oblast (and exclave of Russian territory between Poland and Lithuania), from which it can reach the planned new major NATO base in Szczecin, Poland.
NATO’s TNW Choices
The range of options available for NATO is quite narrow:
- Reaffirm the present policy and limit itself to a rhetorical statement;
- Commit to replacement of the ageing B-61 bombs with a new version (B-61-12) and to replacement of existing DCA with new aircraft by the end of this decade; this would amount to almost indefinite continuation of the present posture;
- Withdraw from the “three no’s” policy set in the 1997 US-Russia Founding Act and deploy TNW in the territory of new members (in 1997 NATO declared it had “no intention, no plan and no reason to deploy nuclear weapons on the territory of new members” or construct new or adapt old nuclear weapons storage facilities; NATO also said its collective defense mission will not include “additional permanent stationing of substantial combat forces” in the territories of new members).
Underlying and defining the choice is the nature and extent of the perceived Russian threat to members of the alliance in East/Central Europe following the crisis in Ukraine. Some will undoubtedly argue that the new level of Russian assertiveness and the demonstrated willingness to use military power to achieve political ends amount to a radical increase in the level of threat; this point of view assumes Russia’s offensive use of military power, which might not stop at Ukraine unless balanced with credible military options. Others will likely say that the use of military power was intended to maintain a sphere of influence and prevent the eastward progression of the European Union as well as—eventually—enlargement of NATO; viewed through these lenses, Russian behavior is largely defensive and, while leading a major destabilization in Europe, does not necessarily constitute a qualitatively new threat.
In either case, nuclear weapons do not represent an adequate and reasonable military response, contrary to the claims that will be made by some members of the alliance. Assessments of the nature of Russian behavior will be primarily used for political ends – to justify greater reliance on nuclear weapons or argue against it. Yet, in terms of possible nuclear missions, the crisis in Ukraine has hardly changed anything. The tactics used by Moscow in Crimea and then in eastern Ukraine have relied on pro-Russian sentiment of a significant section of the population in the target country; troops come later, whether overtly or covertly, and then only in limited numbers and with limited missions.
Among East/Central European members of NATO, only the Baltic states can, to some extent, be vulnerable to such tactics, but the Russian communities there can hardly play the same role—the majority of Russian-speakers who wanted to leave have already left, and among those who remain, a very large portion appreciate living within the European Union with all the travel and other opportunities EU membership confers on them. Domestic disturbances could only become possible—and even then to a limited extent—if the Baltic states decide to take “preventive measures” against Russian-speaking residents and citizens and thus provoke them.
In any event, nuclear threats can hardly be credible to deter Russia from exercising the same scenarios as were used in Ukraine. These weapons are, after all, only fit to deter a major aggression—something that is hardly in the cards in the foreseeable future. Any change of NATO nuclear policy can only amount to a political message rather than a substantive response to a perceived higher level of threat.
All options except the first also have serious financial consequences. So far countries and groups that advocated withdrawal of US TNW from Europe have extensively used the argument about high costs of continued deployment and replacement of both weapons and delivery systems that is unavoidable if current posture is maintained. Moreover, countries that advocate reliance on nuclear weapons are, with few exceptions, not the countries that will host them and will have to pay. One wonders whether the new level of perceived Russian threat might be sufficient to change the opinion of the main “purses” of European NATO.
NATO’s INF Choices
Concerns about the INF Treaty include several elements. The most visible is contained in the 2014 Compliance Report issued by the Department of State and refers to tests of an intermediate-range cruise missile, which is believed to be ground-launched. Hopefully, the upcoming high-level consultations will help clarify the issue (it was reported that Russia unofficially explained these involved a new sea-launched cruise missile), but the political damage has already been done.
There are also concerns about a new strategic missile, R-26, which was tested several times at an intermediate distance. While not legally a violation of any treaty, some suspect that its true mission is for substrategic ranges (on the other hand, the flights to shorter distances could have been simply intended to test missile defense penetration capabilities).
Furthermore, there are suspicions that the new tactical missile system, Iskander, which can use both ballistic and cruise missiles, might have a range longer than allowed under the INF Treaty. While there is no legal case against this system either, suspicions will certainly contribute to a discussion of whether and how NATO should react to the apparent unraveling of the INF Treaty.
It is well known that the INF Treaty is not held in high regard in Russia and many have advocated withdrawal from it; in fact, withdrawal could have happened at any moment in the last seven or eight years. That Treaty seems to increasingly stand in the way of Russian efforts to obtain a long-range conventional precision-guided strike capability, but if the East-West relationship further worsens, the nuclear dimension cannot be ruled out either.
Whether NATO decides to respond, remains to be seen. Any response will have to take into account financial and political limitations: a decision to develop and deploy new intermediate-range missiles would involve high costs, which the alliance probably cannot afford at the moment. Moreover, convincing European publics to accept a new deployment of nuclear weapons was difficult enough in the 1980s when the United States successfully used this plan to leverage Russia into withdrawing its own intermediate-range forces. This is virtually impossible to imagine today, not to mention that carrying out such a step could revive the very dangerous missile standoff of the 1980s, which the INF Treaty resolved. In short, new NATO deployments of the systems INF bans do not seem likely in the current circumstances.
In any event, the overwhelming majority of American nongovernmental experts have argued against deploying new missiles. In the end, the United States and its allies still have unquestionable superiority in long-range conventional strike assets, in particular in air- and sea-launched cruise missiles, which are not subject to the INF Treaty. Thus, escalation to the nuclear level will be not only dangerous and expensive, but also unnecessary, especially since conventional assets are more usable and thus more pertinent than nuclear ones.
Russian Contribution to NATO Debates
Paradoxically, almost any option that NATO can choose with regard to nuclear weapons (or any other option that enhances its defense posture) will benefit the domestic political agenda of the Russian government. Even the most modest of them—the decision to maintain the existing nuclear posture and allocate funds to replace DCA in the coming years—will nonetheless be used by Moscow as evidence that NATO constituted a threat to Russia.
A decision to revoke the promise made in the 1997 NATO-Russia Founding Act not to deploy nuclear weapons in the territory of new members, while making sense from a technical perspective (if deployed in Eastern and Central Europe instead of Western Europe, DCA would not need to refuel to reach Russia), would contribute even more to the anti-Western rhetoric of Moscow and provide strong justification for the possible additional deployments of nuclear weapons, of both strategic and nonstrategic range.
When NATO leaders meet in Wales, they will face a Catch-22 situation. On the one hand, they cannot afford to forgo reacting to Russian behavior in and toward Ukraine. On the other, almost any NATO reaction could trigger a Russian counter-reaction. The only element of Russian policy NATO can influence is the nature of the emerging standoff. It can be kept non-nuclear if the alliance continues with a limited deployment of conventional forces (along the lines of rotational deployments as well as a base—probably in Poland—for equipment and supplies to facilitate fast deployment of troops if necessary) and equally limited adjustments to missile defense posture. If, however, the alliance changes its nuclear posture or undertakes a major conventional deployment (and especially if this involves long-range high-precision strike weapons), the Russian counter-response could be elevated to the nuclear level.
The announcement about an intention to adjust the 2010 Military Doctrine indicates that Moscow has decided to use the opportunity. The fact that NATO has not yet made any final decisions about its future military posture should not, of course, hinder the Russian response. At the moment innovations will probably involve the conventional side of the Russia-NATO military balance – the ability to hold at risk militarily significant targets, especially in the territory of new members (Poland and Baltic states first of all), which could be used for strikes against Russia. This would be consistent with the increasingly visible trend in Russia’s defense policy of shifting from nuclear to conventional capability. Enhancements to the missile defense capability are also likely and will probably parallel whatever NATO might decide to do in that area.
“Nuclear response” will probably be limited to rhetorical statements: Moscow likes to remind the West that it has nuclear weapons and that any threat of force against Russia is fraught with very grave consequences. In 2000 it adopted the option of limited nuclear use to deter any – including and primarily – conventional attack.[iii] A whole range of programs (primarily in strategic weapons) is already underway, so there is little need (or the ability) to add to them.
A worsening of the NATO-Russia relationship and especially a NATO decision to increase the role of nuclear weapons in its defense policy could, however, elevate Russian response to a nuclear level. This could involve a range of options, the strongest among them the enhancement of the role of tactical nuclear weapons. Giving Iskander missile systems in Kaliningrad nuclear capability, while unlikely in the near future, remains possible and could signal a new, more dangerous phase in the evolving East-West conflict.
Conclusion
The NATO-Russian relationship is increasingly militarized. Decisions are primarily driven by domestic – or, in the case of NATO, alliance – dynamics, which favor conflict over accommodation and compromise. The crisis did not start with events in Ukraine, no matter what some claim today, but has been slowly developing for years: some might point at the 2008 Russian-Georgian war, others at the 2003 war in Iraq, still others – at the decision to enlarge NATO in mid-1990s. Events in Ukraine brought that simmering crisis to the boiling point and also gave a largely geopolitical conflict a pronounced military dimension. A parallel between 2014 and 1914 is growing stale, but it would be nonetheless advisable to keep in mind that a similar dynamic, which put domestic politics in front of international security, resulted in a major war.
Nikolai Sokov is a Senior Fellow at the Vienna Center for Disarmament and Nonproliferation.
Miles A. Pomper is a senior research associate at the James Martin Center for Nonproliferation Studies.
Image: Flickr/N.A.T.O.