How to Avoid Nuclear War Over Ukraine
Military force without diplomacy cannot deliver lasting results and can lead to an unparalleled catastrophe with consequences beyond comprehension.
President Joe Biden is right to warn about the potential escalation of the Ukraine crisis into Armageddon. There has been no greater danger of nuclear catastrophe since the Cuban Missile Crisis sixty years ago in October 1962. While more dangerous in some respects because key decisions had to be made in a matter of days or even hours, the 1962 crisis was ultimately easier to resolve thanks to the relative simplicity of both sides’ demands. Its resolution required only that the Soviet Union halt the supply of nuclear missiles to Cuba and remove the ones already delivered to the island, while the United States guaranteed that it would not invade Cuba and agreed to remove its nuclear missiles from Turkey. In today’s crisis, by comparison, both sides aim no less than to shape the world order according to their interests and principles. In Washington, there is even a strong temptation to achieve political change in Moscow, with the hope not only of weakening Russian president Vladimir Putin’s hold on power but of ultimately removing him from office.
A secondary, though no less major, difference is the complicating role of Russian and American protégés at the center of each crisis. Fidel Castro—the beneficiary of the deployment of Soviet missiles—had legitimate concerns over the security of his regime in 1962. The United States had recently orchestrated its failed Bay of Pigs invasion with Cuban exiles, and there were even assassination attempts (or at least plans for them) against Castro himself. Soviet leader Nikita Khrushchev and his colleagues in the Politburo nonetheless dismissed Castro’s insistence that the missiles remain in Cuba. The decision poisoned the Soviet-Cuban relationship, but it was a price Moscow easily and willingly paid for the sake of avoiding a direct nuclear confrontation with the United States.
In 2022, Ukrainian president Volodymyr Zelensky—with no less understandable concerns over his government’s security—has managed to elevate himself into a world figure and a major presence in American politics; the Biden administration even takes the position that Zelensky should wield veto power over any arrangement with Russia involving Ukraine. All this has transpired despite the Zelensky government’s total dependence upon the United States and NATO’s unparalleled military, financial, and political assistance, without which Ukraine could not stand up to Russia for even a month. There are sharply divergent narratives in Washington and Moscow about how the two nuclear powers arrived at this point. The Biden administration is dismissing Russian concerns, deeming the Russian attack on Ukraine completely unprovoked. But whatever President Biden thinks, a majority of Russians—not just President Putin, but most of the Russian elite, according to a variety of public opinion polls, including regime critical ones—feel strongly that Russia had good reason to feel endangered and abused. This view is based on a firm belief that in the final days of the Soviet Union, the West promised Mikhail Gorbachev and his associates there would be no NATO expansion. The fact that these well-documented promises were never formalized in treaty form does not alter Russians’ sentiment that, at a minimum, they were profoundly misled. There is also the belief that NATO—born as a military alliance directed against the Soviet Union—remained essentially unchanged after the end of the Cold War as an alliance directed against Russia. As former Soviet satellites and newly independent post-Soviet states—especially Poland and the Baltic states—began to play an ever-stronger role in NATO, the alliance, in Russian eyes, began treating their country as the ultimate geopolitical threat, one that needed to be deterred and weakened.
Though contemplated for a long time, the February 2022 Russian invasion of Ukraine was not well planned and organized. For weeks, Moscow had hoped that its December 2021 demands for assurances on Ukrainian neutrality and the restriction of NATO weapons and infrastructure would elicit a positive response in Washington and Brussels. This did not occur. The demands, to be fair, were formulated in such a way that the United States and its allies could not accept them in their entirety. There remained hope in Moscow, however, that they would nonetheless form the basis for serious negotiations. Instead, Washington and Brussels dismissed the demands, arguing that Russia could have no influence over who was entitled to join the alliance—as if the United States would not be opposed to a neighboring country entering a military alliance with Russia or China. The United States and its key European partners in fact had no intention of bringing Ukraine into the alliance any time soon. Basing its position on a questionable interpretation of NATO policy, the West essentially rebuffed Russia’s key demands and enacted the exact opposite of what Moscow had wanted—namely, making greater commitments of U.S. and NATO military assistance to Ukraine. The Biden administration can certainly argue that NATO’s behavior did not entitle Russia to invade a sovereign state. To claim that the Russian invasion was unprovoked, however, misreads the situation and complicates any future attempt to reach an accommodation.
By the time Putin invaded Ukraine on February 24, Russia had already been subjected to multiple rounds of sanctions, NATO weapons were already flowing into Ukraine, and Zelensky—after being elected on a platform that promised accommodation with Moscow—spoke openly about bringing Ukraine into NATO. He rejected the existing basis for peace, the Minsk agreements, reached with German and French mediation, which provided for the autonomy of the Donetsk and Luhansk regions. Zelensky’s explanation, later embraced by NATO, suggested that the accords could be rejected because a previous Ukrainian government had accepted them under Russian military pressure in 2014 and 2015, when Kyiv was in no position to resist. That such an explanation—similar to Germany’s rejection of the Versailles Treaty—could be seriously accepted by an alliance that professes a commitment to international law is remarkable.
One reason Moscow planned its attack so inadequately—militarily, economically, and politically—was that it was a last-minute decision based on the perception of a threat to Russian security and dignity. Many in the government were not involved in the decision-making process, where the timing was influenced by a need either to deploy Russian forces already positioned on the Ukrainian border for military maneuvers or to simply remove them. This latter option carried the obvious risk of being viewed as a sign of weakness, allowing NATO to conclude that it had called Putin’s bluff and forced Moscow to retreat. Moscow’s reliance on the available forces at Ukraine’s border explains the problems with the initial offensive and the absence of adequate economic preparations, which rendered Russia’s foreign-based hard currency and gold reserves sitting ducks for Western sanctions. Moscow also clearly underestimated the extent to which Ukraine—now deprived of its Russian-speaking provinces in Crimea and the Donbass—had moved in a nationalist and outright anti-Russian direction. What’s more, Moscow failed to appreciate the extent to which NATO assistance had not only upgraded Ukrainian equipment but also changed the very nature of the Ukrainian military into a more modern fighting force than the one Russia first encountered in 2014. Moscow’s mistake is not completely surprising—the United States and NATO themselves did not expect the Ukrainian military to be capable of putting up strong resistance; Washington itself initially offered Zelensky scant help in fighting Russia and instead volunteered to assist in his escape from Kyiv. For his part, Putin aimed to maintain a sense of normalcy at home, without the conflict becoming a major economic hardship that could potentially destabilize Russia itself.
It would be a fundamental miscalculation for the United States and NATO to decide on this basis, however, that Russia can be defeated without moving up the escalatory ladder, all the way to nuclear confrontation. Just as Moscow has underestimated President Biden’s ability to unite the West against Russia’s invasion, the conventional wisdom in Washington and Brussels has misread Russia’s resolve to absorb setbacks and mobilize despite overwhelming odds. While thousands of young Russian men responded to Putin’s mobilization orders on September 21 by fleeing to neighboring countries, many more have complied with mobilization orders, with thousands even volunteering to join and fight. This group includes many people who did not necessarily support the attack on Ukraine, but who felt the West’s response was out of proportion to Moscow’s actions, requiring that Russians view the military campaign not as a limited operation but as a new patriotic war for Russia’s very survival.
Given the West’s significantly stronger conventional forces and overwhelming economic superiority, how can Russia confront NATO? There is a growing sense among the Russian establishment that fighting on Ukrainian territory, killing Ukrainians, and sacrificing thousands of Russian soldiers in the process carries no promise of victory because Western nations are neither required to sacrifice much nor feel directly threatened. As Dmitri Trenin, a prominent Russian national security expert who for years directed the Carnegie Endowment for International Peace’s Russia program, recently argued, a key Russian weakness is the dissipating fear around Moscow’s nuclear weapons. NATO leaders seem convinced that Putin, whom President Biden recently described as a “rational actor,” would not dare reach for the nuclear arsenal. The conventional wisdom in Washington and Brussels assumes, moreover, that if Moscow has so far failed to deploy other available options—launching cyberattacks, cutting transatlantic cables, sabotaging tankers, and supporting radical anti-Western forces around the globe—it’s unlikely to adopt them. Some leaders even seem to believe that Moscow is now paralyzed by concern over Western retaliation. But the time when Moscow is prepared to use all available options short of strategic nuclear weapons may be much closer than Western leaders and experts seem to think.
Putin and his associates understand that the military dynamics are unfavorable to Russia. They are also aware that domestic opinion has, for the first time, grown critical both of the war’s conduct and more broadly of Russian governance. Most disturbing for the Kremlin is criticism not from the liberal opposition but from Russian nationalists, including war bloggers and patriots who support Putin but are concerned that the government is not doing enough to prevail. Moscow now hopes that partial mobilization will help turn the tide. It also hopes that recent changes introduced in the military command, combined with Russian forces gaining more experience and receiving more sophisticated military hardware, will force the United States and the European Union to change their position on negotiating with the Kremlin, whether Volodymyr Zelensky likes it or not. New advanced missiles would be sufficient to, at a minimum, rebuff the Ukrainian offensive, hold ground during the winter, and meanwhile exacerbate economic difficulties in the West through high energy prices.
But if these aspirations prove futile, any expectation in Washington, Brussels, or Kyiv that Putin will accept an outcome tantamount to surrender is questionable at best. New rounds of missile strikes in response to the attack on the Crimean Bridge are widely regarded in Russia as a weak response compared to what must be done and what its resources will allow. Putin spoke specifically about attacks on the Crimean Bridge, Nord Stream I, and Nord Stream II as terrorist acts, which allow Russia to retaliate in kind. The Russian general staff and security services are apparently preparing options for the Kremlin on what can be done to inflict painful damage on Ukraine’s foreign supporters. It is now a widely accepted view in Russia that the country is not so much fighting Ukraine as it is the collective West; it is the West, in other words, that must be made to suffer in order to meet Moscow’s minimal objectives. Putin has so far hesitated to move in this direction, due in part to his desire to maintain as much normalcy in Russia as possible. There is an increasing sense among the Russian political class, however, that the so-called special military operation cannot finish the job, and what is required now is a broader shift toward a national war footing that will motivate the population—not a war of choice, but something more existential. In such a war, the use of any weapon in the Russian arsenal would be contemplated, with the obvious hope that it would not come to strategic nuclear weapons. As far as tactical nuclear weapons are concerned, the government discourages any public discussion of their use. Moscow does not want to appear internationally as a warmonger, nor does it want to frighten the general population where most Russians believe that once nuclear weapons are used, an eventual catastrophe would be difficult to avoid. According to reliable sources, however, options involving tactical nuclear weapons are simultaneously being developed by the general staff—and not only for use on Ukrainian territory. No one can say exactly under what circumstances these plans would be implemented, but if Ukrainian forces were indeed able to retake Kherson, eliminate Russia’s land bridge to Crimea, destroy the Crimean Bridge, and intensify their already growing air attacks on Russian territory, all bets on Putin’s continued restraint would become a risky proposition indeed.
Responding to warnings from the United States and NATO that any use of nuclear weapons in Ukraine would lead to a devastating NATO non-nuclear counterattack on Russian military forces and Russian territory, a well-connected, mid-ranking Russian general claimed that Moscow has no plans to use nuclear weapons. Such a scenario would happen only under the direst circumstances in which, according to Russian military doctrine, Russia would be under nuclear attack, face an imminent threat to its deterrent forces, or have the very existence and territorial integrity of the country threatened. But Crimea is today treated as an integral part of Russia. The very purpose of the recent referendums that brought Donetsk and Luhansk and parts of Kherson and Zaporizhzhia into Russia was to have a deterrent effect, permitting Moscow to declare that because they were now a constituent part of Russia, an attack on them would be an attack on the motherland itself. In responding to a threat of the most severe consequence for Russia, the general claimed that they would rely on the orders of the commander-in-chief in dealing with the situation. Any belief that NATO could openly enter the war without expecting massive retaliation, however, would be misplaced. As he put it: “we hope it would never come to something like that, but there are contingency plans to deal with any eventuality, and some of them include striking preemptively at enemy targets if they are about to be used to strike Russia.”
Reporting on a recent Putin press conference in Astana for Kommersant, an independent-minded newspaper, Andrei Kolesnikov, who is also a prominent Putin biographer, observed, “No he does not resemble a man who can decide to use nuclear weapons. Yes, he can make such a decision but he doesn’t actually have it in him to use them.” This is a comfortable evaluation of Putin for Americans. But it would not be prudent for decision-makers to base U.S. foreign policy on it.
For Washington to now rely on Putin’s timidity in Ukraine, with huge stakes for Russia and for the Russian leader personally, would be playing games with America’s very existence. Fortunately, the United States has a credible alternative to experimentation with destiny. With Russian military setbacks in Ukraine and domestic challenges to the war’s conduct—on top of his confrontation with the collective West without the help of allies—Putin may well consider negotiated arrangements which could be acceptable to the West. This includes a ceasefire with some peacekeeping arrangements and rules of the game to make the ceasefire more lasting. Russia would have to give up its current position that all territories of the newly annexed provinces—including those currently under Ukrainian control—should belong to Russia. Russia would also need to relinquish its original demand of the removal of Zelensky’s government. Ukraine in turn would need to accept that those territories controlled by Russia would not be returned until subsequent negotiations. A ceasefire would also prohibit any sabotage or terrorist acts against Russia, something that Ukraine has increasingly practiced with NATO’s not-so-silent consent. The plan would additionally need to address sanctions: no new sanctions could be introduced while the ceasefire was in place, and there could be some relaxation of existing ones. But for most sanctions to be removed, Russia would have to wait until a more comprehensive agreement was negotiated, providing Ukraine and its supporters strong leverage to encourage future Russian flexibility.
Would the Zelensky government—with its new self-confidence and expectation of continual reinforcement from the United States and NATO—entertain such a compromise? Right now, it seems unlikely. But in the coming months, the desire for a negotiated end to the war may grow in both the West and Russia. Kyiv is entitled to make its own decisions, but it is not entitled to dictate what level of support it receives from NATO, or for how long it would get it, particularly when the very survival of NATO members is involved. It would be a grave mistake to maintain that NATO should support Ukraine as long as it takes without pursuing a diplomatic solution to a conflict that could easily spiral out of control. Diplomacy without peace rarely works when combat has already been unleashed. But in dealing with a major nuclear power, military force without diplomacy cannot deliver lasting results and can lead to an unparalleled catastrophe with consequences beyond comprehension. Extremism in the name of a liberal world order is extremism nonetheless. It requires courage and vision to create peace but failing to make the effort would be tantamount to a dereliction of duty.
Dimitri K. Simes is president of The Center for the National Interest and publisher & CEO of the National Interest.
Image: Reuters.